Controversy erupts over Romney's Cayman assets

23 January 2012

The US press has become greatly excited over allegations that Republican presidential hopeful Mitt Romney is avoiding tax on his substantial assets in the Cayman Islands.

The allegations emerged in a programme by television network ABC. They suggest that Mr. Romney has invested as much as $33 million, earned during his former career as a partner in private equity firm Bain Capital, in untaxed Cayman vehicles which enable him to pay income tax at a rate of only 15 per cent. These "tax loopholes" are "available only to the super rich", said the ABC report.

The ABC News reporters also described the Cayman Islands as "a notorious Caribbean tax haven, where secrecy is the rule". There were the usual comments about shady companies operated through anonymous mailboxes. ABC also obtained a quote from a US lawyer apparently implying that the island's government helps US persons evade US tax.

A statement from the Romney camp said the ABC allegations were "flat wrong". Mr. Romney's investments in the Cayman Island funds "are taxed in the very same way they would be if those funds were established in the United States", it said. The republican hopeful has also undertaken to publish his tax returns some time this week to allay any suspicions of wrongdoing.

According to commentator Megan McArdle of The Atlantic magazine, the ABC story seems to be based on a confusion between US taxation of corporations and individuals. US persons have of course to declare all overseas income and pay income tax on it, whether it is repatriated or not. US corporations - including investment funds, in which Mr. Romney's assets are most likely held - only pay tax on earnings and realised capital gains when they are repatriated. This "loophole" is very widely used by US investors of all kinds and is not usually thought of as controversial.

The Cayman Islands' government and its financial sector also issued statements dismissing the ABC allegations.

"Contrary to the ABC News report, the Cayman Islands is not a secrecy jurisdiction that facilitates the avoidance or evasion of taxes by US or other persons", said the government statement. "Although the Cayman Island does not itself impose income taxes, it shares financial and other confidential information with the IRS and other US federal agencies through various agreements with the US Government. That includes information requested for purposes of enforcing US income tax laws."

It also rebutted the "anonymous mailbox" allegation, pointing out that Cayman Island does not operate a direct home or business mail delivery system. All residents, including companies, have to collect their mail directly from post office box addresses. "The registration of companies in the Cayman Islands and arrangements for receipt of mail at their registered addresses are essentially the same as arrangements for companies registered in Delaware and elsewhere in the US", said the statement.

Cayman Finance chairman Richard Coles described the ABC story as "a total misunderstanding of the role of the Cayman Islands' tax neutral framework". The jurisdiction is, he said, involved in a number of initiatives that encourage full tax cooperation with US authorities on numerous levels, including the OECD forum on tax information exchange.

"We do understand that this is election season in the US and typically these types of reports surface as part of that process", said Mr. Coles. Indeed, the Cayman Island story seems to have helped Romney's rival for the Republican nomination, Newt Gingrich, score a surprise victory in the South Carolina lap of the nomination race last weekend.

 

Sources

 

Cayman Government

Cayman Finance

Cayman News Service

The Atlantic (Megan McArdle comment)

Cayman News Service (Dan Mitchell comment)

Bloomberg

Forbes

The Hill

New York Daily News


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